How do they match: Compliance Managers

  • Compliance Coordinator

  • Plan, direct, or coordinate activities of an organization to ensure compliance with ethical or regulatory standards.

  • Collaborate with human resources departments to ensure the implementation of consistent disciplinary action strategies in cases of compliance standard violations.
  • Report violations of compliance or regulatory standards to duly authorized enforcement agencies as appropriate or required.
  • Review communications such as securities sales advertising to ensure there are no violations of standards or regulations.

  • Coordinate reporting or editing activities.
  • Develop emergency response plans or procedures.