How do they match: Financial Examiners

  • Bank Secrecy Act Anti-Money Laundering Officer
  • Community Reinvestment Act Officer
  • Compliance Director
  • Home Mortgage Disclosure Act Specialist
  • Securities and Real Estate Director

  • Direct and participate in formal and informal meetings with bank directors, trustees, senior management, counsels, outside accountants, and consultants to gather information and discuss findings.
  • Establish guidelines for procedures and policies that comply with new and revised regulations and direct their implementation.
  • Examine the minutes of meetings of directors, stockholders, and committees to investigate the specific authority extended at various levels of management.
  • Investigate activities of institutions to enforce laws and regulations and to ensure legality of transactions and operations or financial solvency.
  • Recommend actions to ensure compliance with laws and regulations, or to protect solvency of institutions.

  • Evaluate applicable laws and regulations to determine impact on organizational activities.