How do they match: Financial Examiners

  • Special Investigation Unit Investigator
  • Special Investigator
  • Compliance Specialist
  • HMDA Specialist
  • Home Mortgage Disclosure Act Specialist

  • Establish guidelines for procedures and policies that comply with new and revised regulations and direct their implementation.
  • Evaluate data processing applications for institutions under examination to develop recommendations for coordinating existing systems with examination procedures.
  • Examine the minutes of meetings of directors, stockholders, and committees to investigate the specific authority extended at various levels of management.
  • Resolve problems concerning the overall financial integrity of banking institutions including loan investment portfolios, capital, earnings, and specific or large troubled accounts.
  • Review and analyze new, proposed, or revised laws, regulations, policies, and procedures to interpret their meaning and determine their impact.
  • Review audit reports of internal and external auditors to monitor adequacy of scope of reports or to discover specific weaknesses in internal routines.
  • Verify and inspect cash reserves, assigned collateral, and bank-owned securities to check internal control procedures.

  • Train personnel in organizational or compliance procedures.