How do they match: Financial Examiners

  • Accountant
  • BSA/AML Officer
  • Bank Compliance Officer
  • Bank Secrecy Act Anti-Money Laundering Officer
  • CRA Officer
  • Commercial Escrow Officer
  • Community Reinvestment Act Officer
  • Compliance Officer
  • Escrow Officer
  • Examining Officer
  • Title Escrow Officer

  • Confer with officials of real estate, securities, or financial institution industries to exchange views and discuss issues or pending cases.
  • Direct and participate in formal and informal meetings with bank directors, trustees, senior management, counsels, outside accountants, and consultants to gather information and discuss findings.
  • Establish guidelines for procedures and policies that comply with new and revised regulations and direct their implementation.
  • Resolve problems concerning the overall financial integrity of banking institutions including loan investment portfolios, capital, earnings, and specific or large troubled accounts.
  • Review and analyze new, proposed, or revised laws, regulations, policies, and procedures to interpret their meaning and determine their impact.
  • Review applications for mergers, acquisitions, establishment of new institutions, acceptance in Federal Reserve System, or registration of securities sales to determine their public interest value and conformance to regulations, and recommend acceptance or rejection.
  • Review balance sheets, operating income and expense accounts, and loan documentation to confirm institution assets and liabilities.