How do they match: Financial Examiners

  • Compliance Manager
  • Escrow Assistant
  • Securities and Real Estate Director

  • Train other examiners in the financial examination process.
  • Direct and participate in formal and informal meetings with bank directors, trustees, senior management, counsels, outside accountants, and consultants to gather information and discuss findings.
  • Evaluate data processing applications for institutions under examination to develop recommendations for coordinating existing systems with examination procedures.
  • Examine the minutes of meetings of directors, stockholders, and committees to investigate the specific authority extended at various levels of management.
  • Provide regulatory compliance training to employees.

  • Train personnel in organizational or compliance procedures.
  • Train personnel to enhance job skills.