How do they match: Securities, Commodities, and Financial Services Sales Agents

  • Securities, Commodities, and Financial Services Sales Agents

  • Stock Associate
  • Stock Broker
  • Stock Speculator
  • Stock Trader
  • Bank and Savings Securities Trader
  • Customer Agent
  • Financial Report Service Sales Agent
  • Financial Services Agent
  • Insurance and Financial Services Agent
  • Mutual Funds Agent
  • Mutual Funds Sales Agent

  • Buy and sell securities or commodities in investment and trading firms, or provide financial services to businesses and individuals. May advise customers about stocks, bonds, mutual funds, commodities, and market conditions.

  • Buy or sell stocks, bonds, commodity futures, foreign currencies, or other securities on behalf of investment dealers.
  • Develop financial plans, based on analysis of clients' financial status.
  • Explain stock market terms or trading practices to clients.
  • Interview clients to determine clients' assets, liabilities, cash flow, insurance coverage, tax status, or financial objectives.
  • Review all securities transactions to ensure accuracy of information and conformance to governing agency regulations.