How do they match: Brokerage Clerks

  • Sales Assistant
  • Sales Trader
  • Brokerage Associate
  • Brokerage Purchase-and-Sale Clerk
  • Brokerage Service Associate
  • Client Associate
  • Client Service Associate
  • Registered Sales Assistant
  • Registered Associate
  • Registered Client Services Associate
  • Wealth Services Associate

  • Perform duties related to the purchase, sale, or holding of securities. Duties include writing orders for stock purchases or sales, computing transfer taxes, verifying stock transactions, accepting and delivering securities, tracking stock price fluctuations, computing equity, distributing dividends, and keeping records of daily transactions and holdings.

  • Document security transactions, such as purchases, sales, conversions, redemptions, or payments, using computers, accounting ledgers, or certificate records.