How do they match: Brokerage Clerks

  • Brokerage Service Associate
  • Brokerage Services Director
  • Brokerage Services Specialist
  • Client Service Associate
  • Client Service Representative
  • Registered Client Services Associate
  • Wealth Services Associate

  • Compute total holdings, dividends, interest, transfer taxes, brokerage fees, or commissions and allocate appropriate payments to customers.
  • Correspond with customers and confer with coworkers to answer inquiries, discuss market fluctuations, or resolve account problems.
  • Prepare reports summarizing daily transactions and earnings for individual customer accounts.
  • Schedule and coordinate transfer and delivery of security certificates between companies, departments, and customers.

  • Answer telephones to direct calls or provide information.
  • Respond to customer problems or complaints.