Job Opening: Registered Investment Client Services
- Company
- NORTHWESTERN MUTUAL LIFE INSURANCE
- Location
- FRANKLIN, WI
- Posted on
- April 2, 2024
JOB REQUIREMENTS: At Northwestern Mutual, we are strong, innovative and
growing. We invest in our people. We care and make a positive
difference. Are you passionate about finance and providing exceptional
client service? Are you a highly analytical and detail-oriented
individual with a passion for the investment industry? Northwestern
Mutual, a leading financial services company, is seeking a dedicated and
knowledgeable candidate to join our Investment Client Services
department as a Registered Investment Client Services Analyst. Role
Summary: This registered (7/63) role will support the Brokerage Services
team which specializes in supporting Northwestern Mutual financial
advisors with mutual fund trading, tax statements, and cost basis
operational support and consultation as well as holistically providing
consultation and superior customer service to Northwestern Mutual
Investment Services client\'s acting in an advisor capacity for a subset
of our brokerage account clientele. As a Registered Investment Client
Services Analyst, you will play a pivotal role in supporting our
clients\' investment needs providing excellent customer service support.
Collaborating closely with our financial advisors, other investment
professionals within our department, and internal business partners you
will ensure superior service delivery while maintaining a deep
understanding and expertise of our investment products, strategies,
policies, and NMIS investment operations. Your strong analytical skills,
attention to detail, and commitment to providing outstanding client
experiences will be essential to thrive in this role. Your job will
consist of taking inbound phone calls from financial advisors ,their
staff, and clients as well as reviewing and processing operational
transactions. Primary Duties & Responsibilities: Client and Financial
Advisor Support Provide advice, counsel, guidance and direction to
clients and Registered Financial Representatives on the purchase and
sales of securities. At times, executes mutual fund order transactions
on behalf of Financial Representatives and clients. Determines customer
financial needs, risk tolerance, suitability and understanding of the
securities markets. Combines this information with fact-finders\' taken
by Financial Representatives including portfolio analysis. Provide
timely and accurate investment performance information, account
statements, and investment-related queries to clients. Serve as a
primary point of contact for NM Investment home office assigned clients,
addressing inquiries regarding investment accounts and products.
Analyze, input, and review investment transactions, including trade
executions, transfers, and account maintenance, while ensuring accuracy
and compliance. Handles phone and transactional responsibilities while
adhering to strict confidentiality and privacy standards Serves as a
trusted advocate for our Financial... For full info follow application
link. EEO/AA Employer/Vets/Disability ***** APPLICATION
INSTRUCTIONS: Apply Online: ipc.us/t/3718EF10B2CF474B Qualified females,
minorities, and special disabled veterans and other veterans are
encouraged to apply.