How do they match: Compliance Managers

  • Corporate Compliance Director
  • Corporate Compliance Officer
  • Corporate Ethics Officer
  • Compliance Specialist
  • Regulatory Compliance Specialist
  • Research Quality Assurance Specialist

  • Consult with corporate attorneys as necessary to address difficult legal compliance issues.
  • Design or implement improvements in communication, monitoring, or enforcement of compliance standards.
  • Evaluate testing procedures to meet the specifications of environmental monitoring programs.
  • Oversee internal reporting systems, such as corporate compliance hotlines.
  • Review communications such as securities sales advertising to ensure there are no violations of standards or regulations.
  • Serve as a confidential point of contact for employees to communicate with management, seek clarification on issues or dilemmas, or report irregularities.
  • Verify that all regulatory policies and procedures have been documented, implemented, and communicated.

  • Communicate organizational policies and procedures.
  • Communicate with government agencies.
  • Collaborate on research activities with scientists or technical specialists.
  • Liaise between departments or other groups to improve function or communication.
  • Stay informed about current developments in field of specialization.