How do they match: Brokerage Clerks

  • Registered Account Administrator
  • Registered Associate
  • Registered Client Services Associate
  • Registered Sales Assistant
  • Brokerage Manager
  • Brokerage Purchase-and-Sale Clerk

  • Verify ownership and transaction information and dividend distribution instructions to ensure conformance with governmental regulations, using stock records and reports.

  • Prepare documentation for contracts, transactions, or regulatory compliance.