How do they match: Compliance Managers

  • Regulatory Compliance Director
  • Regulatory Compliance Manager
  • Regulatory Compliance Officer
  • Regulatory Compliance Specialist

  • Plan, direct, or coordinate activities of an organization to ensure compliance with ethical or regulatory standards.

  • File appropriate compliance reports with regulatory agencies.
  • Report violations of compliance or regulatory standards to duly authorized enforcement agencies as appropriate or required.
  • Review communications such as securities sales advertising to ensure there are no violations of standards or regulations.
  • Review or modify policies or operating guidelines to comply with changes to environmental standards or regulations.
  • Verify that all regulatory policies and procedures have been documented, implemented, and communicated.

  • Advise others on legal or regulatory compliance matters.
  • Conduct financial or regulatory audits.
  • Determine operational compliance with regulations or standards.
  • Evaluate green operations or programs for compliance with standards or regulations.
  • Examine marketing materials to ensure compliance with policies or regulations.
  • Identify actions needed to bring properties or facilities into compliance with regulations.
  • Maintain regulatory or compliance documentation.
  • Monitor organizational compliance with regulations.