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Explain goals, policies, or procedures to staff members.
- Discuss emerging compliance issues to ensure that management and employees are informed about compliance reporting systems, policies, and practices.
- Verify that all regulatory policies and procedures have been documented, implemented, and communicated.
- Disseminate written policies and procedures related to compliance activities.
- Communicate security status, updates, and actual or potential problems, using established protocols.
- Prepare reports or make presentations on internal investigations, losses, or violations of regulations, policies and procedures.
- Verify that all firm and regulatory policies and procedures have been documented, implemented, and communicated.
- Explain and interpret house rules, such as game rules or betting limits.
||Emergency Management Directors
- Inventory and distribute nuclear, biological, and chemical detection and contamination equipment, providing instruction in its maintenance and use.
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