License: Securities Salesman Registration

2 South Salisbury St
Raleigh, NC 27601-2903
(919) 814-5400

An individual who represents a dealer in effecting or attempting to effect purchases or sales of securities.
More information about this license

  • Registry
  • State exam required
  • No education required
  • No continuing education requirement
  • No experience required
  • Specific type of conviction prohibited
  • No physical requirements
License information updated 04/01/2022