License: Investment Advisor Representative

Advises others as to the value of securities, or as to the advisability of investing in, purchasing, or selling securities, or who issues reports concerning securities and is employed by or associated with an investment advisor.

  • Registry
  • No exam
  • No education required
  • No continuing education requirement
  • No experience required
  • Felony convictions prohibited
  • No physical requirements
License information updated 09/15/2021