License: Security Salesperson (Registered Representative)

150 Israel Rd SW
Tumwater, WA 98501
(360) 902-8700

Individuals must work for registered broker-dealer in Washington State, file through FINRA Central Registration Depository, pass required qualifying examinatio and pay $40 fee. Much paperwork often completed by employer.

  • Stand-alone license
  • Third-party exam required
  • Specific course required
  • Continuing education required
  • Experience required
  • Felony convictions prohibited
License information updated 09/09/2024