License: Investment Advisor

Gardiner Annex/ 76 Northern Ave
35 State House Station
Augusta, ME 04333-0035
(207) 624-8603

Investment advisors work as professionals within the financial industry by providing guidance to clients in exchange for specific fees.
More information about this license

  • Tied to business
  • State exam required
  • No education required
  • No continuing education requirement
  • No criminal record requirements
License information updated 06/17/2022